Mark is Chief Compliance Officer and Chief Operations Officer of Transform Wealth with over 30 years’ experience working in the brokerage and wealth management industries.
Mark started his career as a financial consultant with Smith Barney, Harris Upham followed by 18-years with Charles Schwab in the Mutual Fund Operations division. His vast experiences include management oversight of trading, operations and client service teams with a commitment to serving and enriching the client experience. After a rewarding career with Charles Schwab, Mark spent 10 years with a Denver-based wealth management firm, The Milestone Group, where he was Chief Compliance Officer and Chief Operations Officer. In this role he also provided project leadership over several technology initiatives that helped improve the client experience and reduced risk to the firm.
Mark grew up in California and graduated with a Finance degree from California Polytechnic State University, San Luis Obispo.
Mark has two sons, Austin and Duncan, both college undergraduates beginning the next phase of their educational journeys in the medical profession. Mark and the family are active in the backcountry enjoying the Colorado outdoor lifestyle. For many years Mark was an active Boy Scouts leader and now serves as a board member of Hope Haven Rwanda, a non-profit organization delivering outstanding education and discipleship to one of the most vulnerable communities in Rwanda.